CFTC

Data gaps and market disruptions

If the financial markets were a global plumbing system, inaccurate or incomplete financial reporting would be leaks in the system. A leak here or there wouldn’t disrupt the public’s understanding of the financial risks of their investments and the solvency of the major market players.

Seven ways to improve market regulation

If you want to reduce crime, you have to make sure there are enough cops on the beat. Something similar can be said for market regulation. We can’t expect markets to work if we don’t invest resources into making sure government agencies have the right regulatory tools at their disposal and have adequate resources to effectively implement and enforce the rules.